Please wait..Institutional Holdings of SPDR KBW BANK ETF (KBE) on 12/31/2009
1. Company Information
| Company/Stock | SPDR KBW BANK ETF (stock symbol: KBE) |
| Funds Ownership | 87 out of total 2720 funds (3%) own this stock |
| Funds own total 26,579,682 shares, --% of all outstanding shares | |
| Funds BOUGHT 2,259,369 more shares (+9.29%) in the quarter ended on 12/31/2009 |
2. Top 20 Funds Held KBE in this Quarter (By Shares)
| No. | Fund | Shares | Put/Call | Activity(Shr) | % Port. | % Out. Shrs |
|---|---|---|---|---|---|---|
| 1.) | MORGAN STANLEY | 8,617,097 | Added 567.23% | 0.09% | --% | |
| 2.) | CREDIT SUISSE | 6,914,881 | Added 508.62% | 0.26% | --% | |
| 3.) | BANK OF AMERICA CORP DE | 1,880,121 | Added 976.08% | 0.02% | --% | |
| 4.) | GOLDMAN SACHS GROUP INC | 1,233,692 | Cut -67.52% | 0.01% | --% | |
| 5.) | BARCLAYS PLC | 763,942 | Added 164.57% | 0.03% | --% | |
| 6.) | COMERICA BANK | 647,696 | Added 6.89% | 0.13% | --% | |
| 7.) | LOEWS CORP | 604,800 | Unchanged | 0.08% | --% | |
| 8.) | J P MORGAN CHASE & CO | 551,723 | Cut -52.90% | 0.01% | --% | |
| 9.) | WELLS FARGO & CO MN | 524,264 | Cut -7.08% | 0.01% | --% | |
| 10.) | ZACKS INVESTMENT MANAGEMENT | 376,827 | Cut -1.34% | 0.55% | --% | |
| 11.) | ALESCO ADVISORS LLC | 368,484 | Added 7.11% | 1.85% | --% | |
| 12.) | CHARTWELL INVESTMENT PARTNERS PA | 333,500 | Unchanged | 0.22% | --% | |
| 13.) | BLACKROCK ADVISORS LLC | 311,300 | Cut -1.08% | 0.01% | --% | |
| 14.) | HSBC HOLDINGS PLC | 290,526 | Cut -61.97% | 0.04% | --% | |
| 15.) | MERITAGE PORTFOLIO MANAGEMENT | 235,715 | New | 1.00% | --% | |
| 16.) | DIAMONDBACK CAPITAL MANAGEMENT LLC | 200,000 | New | 0.10% | --% | |
| 17.) | CREDIT SUISSE | 194,345 | Added 14.32% | 0.02% | --% | |
| 18.) | OBERMEYER ASSET MANAGEMENT CO | 184,730 | New | 1.04% | --% | |
| 19.) | CITIGROUP INC | 170,016 | Cut -85.47% | 0.00% | --% | |
| 20.) | SUSQUEHANNA INTERNATIONAL GROUP LLP | 161,400 | PUT | Cut -19.66% | 0.01% | --% |
3. Top 20 Funds Held KBE in this Quarter (By % of Fund Reported Portfolio)
| No. | Fund | Shares | Put/Call | Activity(Shr) | % Port. | % Out. Shrs |
|---|---|---|---|---|---|---|
| 1.) | MARSHALL & SULLIVAN INC WA | 85,120 | Unchanged | 5.03% | --% | |
| 2.) | SOL CAPITAL MANAGEMENT CO | 112,025 | Cut -2.48% | 2.34% | --% | |
| 3.) | ALESCO ADVISORS LLC | 368,484 | Added 7.11% | 1.85% | --% | |
| 4.) | GOLDMAN JAY G | 150,000 | New | 1.76% | --% | |
| 5.) | CONDOR CAPITAL MANAGEMENT | 80,755 | Added 0.61% | 1.36% | --% | |
| 6.) | TORCHMARK CORP | 29,000 | Unchanged | 1.05% | --% | |
| 7.) | OBERMEYER ASSET MANAGEMENT CO | 184,730 | New | 1.04% | --% | |
| 8.) | MERITAGE PORTFOLIO MANAGEMENT | 235,715 | New | 1.00% | --% | |
| 9.) | BLACK HORSE CAPITAL MANAGEMENT LLC | 64,597 | New | 0.94% | --% | |
| 10.) | ZACKS INVESTMENT MANAGEMENT | 376,827 | Cut -1.34% | 0.55% | --% | |
| 11.) | BLACKTHORN INVESTMENT GROUP LLC | 49,000 | Added 46.27% | 0.35% | --% | |
| 12.) | CREDIT SUISSE | 6,914,881 | Added 508.62% | 0.26% | --% | |
| 13.) | CHARTWELL INVESTMENT PARTNERS PA | 333,500 | Unchanged | 0.22% | --% | |
| 14.) | FINANCIAL ARCHITECTS INC | 4,050 | Cut -13.83% | 0.18% | --% | |
| 15.) | BUDROS RUHLIN & ROE INC | 13,067 | Cut -11.80% | 0.14% | --% | |
| 16.) | WELLINGTON HG & CO INC NY | 10,000 | Unchanged | 0.14% | --% | |
| 17.) | COMERICA BANK | 647,696 | Added 6.89% | 0.13% | --% | |
| 18.) | QUANTITATIVE INVESTMENT MANAGEMENT LLC | 63,800 | New | 0.11% | --% | |
| 19.) | DIAMONDBACK CAPITAL MANAGEMENT LLC | 200,000 | New | 0.10% | --% | |
| 20.) | MORGAN STANLEY | 8,617,097 | Added 567.23% | 0.09% | --% |
4. Top 20 Funds BOUGHT NEW KBE in this Quarter (By Shares)
| No. | Fund | Shares | Put/Call | % Port. | % Out. Shrs |
|---|---|---|---|---|---|
| 1.) | MERITAGE PORTFOLIO MANAGEMENT | 235,715 | 1.00% | --% | |
| 2.) | DIAMONDBACK CAPITAL MANAGEMENT LLC | 200,000 | 0.10% | --% | |
| 3.) | OBERMEYER ASSET MANAGEMENT CO | 184,730 | 1.04% | --% | |
| 4.) | GOLDMAN JAY G | 150,000 | 1.76% | --% | |
| 5.) | BLACK HORSE CAPITAL MANAGEMENT LLC | 64,597 | 0.94% | --% | |
| 6.) | QUANTITATIVE INVESTMENT MANAGEMENT LLC | 63,800 | 0.11% | --% | |
| 7.) | ROYAL BANK OF CANADA | 54,993 | 0.00% | --% | |
| 8.) | BAM CAPITAL LLC | 49,500 | PUT | 0.00% | --% |
| 9.) | JANE STREET HOLDING LLC | 31,270 | 0.01% | --% | |
| 10.) | EWT LLC | 12,097 | 0.06% | --% | |
| 11.) | HARRIS FINANCIAL CORP | 9,530 | 0.00% | --% | |
| 12.) | BARTLETT & CO | 3,000 | 0.00% | --% | |
| 13.) | QA3 FINANCIAL LLC | 2,777 | 0.04% | --% | |
| 14.) | WOLVERINE ASSET MANAGEMENT LLC | 2,316 | 0.00% | --% | |
| 15.) | BANK OF AMERICA CORP DE | 1,954 | CALL | 0.00% | --% |
| 16.) | BANK OF AMERICA CORP DE | 1,666 | PUT | 0.00% | --% |
| 17.) | NBT BANK N A NY | 475 | 0.00% | --% | |
| 18.) | FIRST HEARTLAND CONSULTANTS INC | 125 | 0.00% | --% | |
| 19.) | TD CAPITAL MANAGEMENT LLC | 115 | 0.00% | --% | |
| 20.) | WOLVERINE ASSET MANAGEMENT LLC | 35 | CALL | 0.00% | --% |
5. Top 20 Funds SOLD OUT KBE in this Quarter (By Shares)
| No. | Fund | Shares | Put/Call | % Port. | % Out. Shrs |
|---|---|---|---|---|---|
| 1.) | MOORE CAPITAL MANAGEMENT LLC | 4,150,000 | 3.21% | --% | |
| 2.) | EAGLE ASSET MANAGEMENT INC | 1,409,288 | 0.37% | --% | |
| 3.) | MERRILL LYNCH & CO INC | 1,169,615 | 0.03% | --% | |
| 4.) | CITIGROUP INC | 250,000 | CALL | 0.01% | --% |
| 5.) | ALLSTATE RETIREMENT PLAN | 220,606 | 0.75% | --% | |
| 6.) | LOWE BROCKENBROUGH & CO INC | 144,335 | 0.70% | --% | |
| 7.) | BROOKLINE AVENUE PARTNERS LP | 85,800 | 0.53% | --% | |
| 8.) | SG AMERICAS SECURITIES LLC | 70,481 | 0.01% | --% | |
| 9.) | ALLSTATE INSURANCE CO | 66,500 | 0.04% | --% | |
| 10.) | PENN MUTUAL LIFE INSURANCE CO | 54,788 | 0.07% | --% | |
| 11.) | ALLSTATE PENSION PLAN | 45,582 | 0.96% | --% | |
| 12.) | LODESTAR INVESTMENT COUNSEL LLC IL | 42,975 | 0.32% | --% | |
| 13.) | DAL INVESTMENT CO | 36,250 | 0.16% | --% | |
| 14.) | RBC CAPITAL MARKETS CORP | 34,744 | 0.01% | --% | |
| 15.) | RBC DOMINION SECURITIES INC | 33,427 | 0.01% | --% | |
| 16.) | JANNEY MONTGOMERY SCOTT LLC | 29,537 | 0.05% | --% | |
| 17.) | U S GLOBAL INVESTORS INC | 17,000 | 0.03% | --% | |
| 18.) | WALL STREET ASSOCIATES | 15,000 | 0.02% | --% | |
| 19.) | HIGHTOWER ADVISORS LLC | 13,874 | 0.10% | --% | |
| 20.) | RAYMOND JAMES TRUST CO | 13,685 | 0.13% | --% |