Please wait..Institutional Holdings of ISHARES TRUST COMEX GOLD ETF USD (IAU) on 12/31/2011
1. Company Information
| Company/Stock | ISHARES TRUST COMEX GOLD ETF USD (stock symbol: IAU) |
| Funds Ownership | 260 out of total 3028 funds (9%) own this stock |
| Funds own total 221,358,814 shares, --% of all outstanding shares | |
| Funds BOUGHT 7,961,516 more shares (+3.73%) in the quarter ended on 12/31/2011 |
2. Top 20 Funds Held IAU in this Quarter (By Shares) 
| No. | Fund | Shares | Put/Call | Activity(Shr) | % Port. | % Out. Shrs |
|---|---|---|---|---|---|---|
| 1.) | J P MORGAN CHASE & CO | 22,447,137 | Cut -11.62% | 0.16% | --% | |
| 2.) | FRANKLIN RESOURCES INC | 21,188,888 | Cut -3.40% | 0.24% | --% | |
| 3.) | BANK OF AMERICA CORP DE | 18,907,137 | Cut -5.08% | 0.20% | --% | |
| 4.) | WINDHAVEN INVESTMENT MANAGEMENT INC | 16,497,709 | Added 61.96% | 2.92% | --% | |
| 5.) | BLACKROCK ADVISORS LLC | 15,115,707 | Added 0.41% | 0.26% | --% | |
| 6.) | WELLS FARGO & CO MN | 13,002,110 | Added 4.48% | 0.14% | --% | |
| 7.) | BLACKROCK INSTITUTIONAL TRUST COMPANY NA | 12,271,720 | Unchanged | 0.05% | --% | |
| 8.) | MORGAN STANLEY | 10,278,511 | Added 2.11% | 0.10% | --% | |
| 9.) | INTERNATIONAL VALUE ADVISERS LLC | 8,504,844 | Cut -3.17% | 2.84% | --% | |
| 10.) | SCHRODER INVESTMENT MANAGEMENT GROUP | 7,718,477 | Cut -4.15% | 0.42% | --% | |
| 11.) | NORTHERN TRUST CORP | 7,222,762 | Added 18.19% | 0.06% | --% | |
| 12.) | BLACKROCK GROUP LTD | 5,549,171 | Cut -4.36% | 0.07% | --% | |
| 13.) | UBS AG | 5,236,003 | Cut -0.49% | 0.11% | --% | |
| 14.) | BLACKROCK INC | 3,213,277 | Added 0.17% | 0.10% | --% | |
| 15.) | DIALECTIC CAPITAL MANAGEMENT LLC | 2,928,413 | New | 4.16% | --% | |
| 16.) | ROYAL BANK OF CANADA | 2,846,323 | Cut -2.34% | 0.04% | --% | |
| 17.) | NATIXIS ASSET MANAGEMENT ADVISORS LP | 2,627,905 | Added 78.06% | 1.44% | --% | |
| 18.) | MIZUHO CORPORATE BANK LTD | 2,450,000 | Cut -9.26% | 6.84% | --% | |
| 19.) | FMR LLC | 2,329,567 | Cut -15.79% | 0.01% | --% | |
| 20.) | PARAMETRIC PORTFOLIO ASSOCIATES | 1,618,288 | Added 3.24% | 0.10% | --% |
3. Top 20 Funds Held IAU in this Quarter (By % of Portfolio) 
| No. | Fund | Shares | Put/Call | Activity(Shr) | % Port. | % Out. Shrs |
|---|---|---|---|---|---|---|
| 1.) | STEVENS FIRST PRINCIPLES INVESTMENT ADVISORS | 628,420 | Cut -1.05% | 7.50% | --% | |
| 2.) | MIZUHO CORPORATE BANK LTD | 2,450,000 | Cut -9.26% | 6.84% | --% | |
| 3.) | CLIFTON GROUP INVESTMENT MANAGEMENT CO | 1,458,112 | Added 47.19% | 6.50% | --% | |
| 4.) | SFMG LLC | 532,536 | Added 63,297.14% | 6.29% | --% | |
| 5.) | AMERICAN INVESTMENT SERVICES INC | 652,492 | Added 74.08% | 6.24% | --% | |
| 6.) | BRAESIDE INVESTMENTS LLC | 383,840 | New | 6.21% | --% | |
| 7.) | AMERISERV TRUST & FINANCIAL SERVICES CO | 255,849 | Added 241.45% | 6.14% | --% | |
| 8.) | CADINHA & CO LLC | 1,565,755 | New | 5.86% | --% | |
| 9.) | SIGNATUREFD LLC | 562,283 | Unchanged | 5.17% | --% | |
| 10.) | DIALECTIC CAPITAL MANAGEMENT LLC | 2,928,413 | New | 4.16% | --% | |
| 11.) | FINANCIAL ADVANTAGE INC | 247,440 | Added 8.60% | 3.76% | --% | |
| 12.) | STATE OF NEW JERSEY COMMON PENSION FUND E | 1,131,400 | Added 105.71% | 3.15% | --% | |
| 13.) | BUFFINGTON MOHR MCNEAL | 17,350 | Unchanged | 3.13% | --% | |
| 14.) | WINDHAVEN INVESTMENT MANAGEMENT INC | 16,497,709 | Added 61.96% | 2.92% | --% | |
| 15.) | INTERNATIONAL VALUE ADVISERS LLC | 8,504,844 | Cut -3.17% | 2.84% | --% | |
| 16.) | LEONETTI & ASSOCIATES LLC | 263,900 | Added 1.66% | 2.59% | --% | |
| 17.) | MOUNTAIN LAKE GROUP | 250,000 | Added 150.00% | 2.49% | --% | |
| 18.) | BSW WEALTH PARTNERS | 115,105 | Added 1.40% | 1.92% | --% | |
| 19.) | KINGFISHER CAPITAL LLC | 3,019 | Cut -20.09% | 1.90% | --% | |
| 20.) | MADDEN ADVISORY SERVICES INC | 161,044 | New | 1.86% | --% |
4. Top 20 Funds BOUGHT NEW IAU in this Quarter (By Shares) 
| No. | Fund | Shares | Put/Call | % Port. | % Out. Shrs |
|---|---|---|---|---|---|
| 1.) | DIALECTIC CAPITAL MANAGEMENT LLC | 2,928,413 | 4.16% | --% | |
| 2.) | CADINHA & CO LLC | 1,565,755 | 5.86% | --% | |
| 3.) | VINIK ASSET MANAGEMENT L P | 1,550,000 | 0.47% | --% | |
| 4.) | HIGHLAND CAPITAL MANAGEMENT LP | 718,087 | 1.25% | --% | |
| 5.) | CITY NATIONAL BANK | 598,550 | 0.54% | --% | |
| 6.) | AGF FUNDS INC | 478,900 | 0.14% | --% | |
| 7.) | BRAESIDE INVESTMENTS LLC | 383,840 | 6.21% | --% | |
| 8.) | GENWORTH FINANCIAL INC | 345,861 | 0.23% | --% | |
| 9.) | CONNING ASSET MANAGEMENT CO | 277,158 | 0.41% | --% | |
| 10.) | NATIONAL PLANNING CORP | 229,978 | 0.30% | --% | |
| 11.) | LADENBURG THALMANN FINANCIAL SERVICES INC | 208,108 | 0.17% | --% | |
| 12.) | BOSTON ADVISORS LLC | 168,501 | 0.16% | --% | |
| 13.) | CABOT MONEY MANAGEMENT INC | 162,295 | 0.89% | --% | |
| 14.) | MADDEN ADVISORY SERVICES INC | 161,044 | 1.86% | --% | |
| 15.) | PROSPERA FINANCIAL SERVICES | 115,955 | 1.69% | --% | |
| 16.) | MULTI FINANCIAL SECURITIES CORP | 82,109 | 0.57% | --% | |
| 17.) | SPOT TRADING LLC | 55,700 | CALL | 0.01% | --% |
| 18.) | FAMILY MANAGEMENT CORP | 42,500 | 0.61% | --% | |
| 19.) | COUNSEL PORTFOLIO SERVICES INC | 41,997 | 0.10% | --% | |
| 20.) | PANAGORA ASSET MANAGEMENT INC | 41,997 | 0.01% | --% |
5. Top 20 Funds SOLD OUT IAU in this Quarter (By Shares) 
| No. | Fund | Shares | Put/Call | % Port. | % Out. Shrs |
|---|---|---|---|---|---|
| 1.) | VERMILLION ASSET MANAGEMENT LLC | 1,167,300 | PUT | 8.22% | --% |
| 2.) | AXA FINANCIAL INC | 1,060,600 | 0.11% | --% | |
| 3.) | PLACEMARK INVESTMENTS INC | 810,204 | 0.50% | --% | |
| 4.) | L & S ADVISORS INC | 756,800 | 13.67% | --% | |
| 5.) | JUMP TRADING LLC | 701,295 | 10.86% | --% | |
| 6.) | MD SASS INVESTORS SERVICES INC | 310,900 | 0.44% | --% | |
| 7.) | NUVEEN INVESTMENT SOLUTIONS INC | 241,840 | 5.38% | --% | |
| 8.) | WILKINSON OGRADY & CO INC NY | 154,300 | 0.28% | --% | |
| 9.) | SUNRISE PARTNERS LLC CT | 115,200 | 0.18% | --% | |
| 10.) | WAGONHOUND INVESTMENTS LP | 34,335 | 0.12% | --% | |
| 11.) | BEL AIR INVESTMENT ADVISORS LLC | 28,800 | 0.08% | --% | |
| 12.) | CAMBRIDGE TRUST CO | 28,345 | 0.07% | --% | |
| 13.) | BOSTON FINANCIAL MANGEMENT INC MA | 27,462 | 0.10% | --% | |
| 14.) | PINNACLE ADVISORY GROUP INC | 22,013 | 0.09% | --% | |
| 15.) | PARALLAX VOLATILITY ADVISERS LLC | 21,000 | PUT | 0.00% | --% |
| 16.) | TELEMUS INVESTMENT MANAGEMENT LLC | 15,915 | 0.10% | --% | |
| 17.) | RHJ INTERNATIONAL SA | 13,500 | 0.03% | --% | |
| 18.) | FIRST TRUST ADVISORS LP | 12,492 | 0.00% | --% | |
| 19.) | MILLIE CAPITAL MANAGEMENT LLC | 9,320 | 0.45% | --% | |
| 20.) | JACOBUS WEALTH MANAGEMENT INC | 7,165 | 0.07% | --% |
