>> Funds List: A B C D E F G H I J K L M N O P Q R S T U V W X Y Z
Please wait..

Institutional Holdings of CATERPILLAR INC. (CAT) on 12/31/2011

1. Company Information

Company/StockCATERPILLAR INC. (stock symbol: CAT)
Funds Ownership1018 out of total 3028 funds (34%) own this stock
Funds own total 401,488,431 shares, 62.30% of all outstanding shares
Funds BOUGHT 2,829,002 more shares (+0.71%) in the quarter ended on 12/31/2011

2. Top 20 Funds Held CAT in this Quarter (By Shares) Add to Yahoo Finance Message Board

No.FundSharesPut/CallActivity(Shr)% Port.% Out. Shrs
1.)STATE STREET CORP73,206,210Added 0.02%1.17%11.36%
2.)VANGUARD GROUP INC29,451,679Added 1.19%0.42%4.57%
3.)STATE FARM MUTUAL AUTOMOBILE INSURANCE CO19,707,800Unchanged3.88%3.06%
4.)BLACKROCK INSTITUTIONAL TRUST COMPANY NA16,684,825Added 0.57%0.39%2.59%
5.)FMR LLC12,042,780Added 65.24%0.22%1.87%
6.)BANK OF NEW YORK MELLON CORP11,775,628Added 4.62%0.45%1.83%
7.)BILL & MELINDA GATES FOUNDATION TRUST10,090,400Unchanged5.96%1.57%
8.)NORTHERN TRUST CORP8,379,967Added 1.62%0.40%1.30%
9.)CAPITAL WORLD INVESTORS7,500,000Cut -7.41%0.26%1.16%
10.)WADDELL & REED FINANCIAL INC5,888,278Cut -0.96%1.32%0.91%
11.)TIAA CREF INVESTMENT MANAGEMENT LLC5,825,186Cut -1.31%0.51%0.90%
12.)PRIMECAP MANAGEMENT CO CA 5,754,621Cut -6.96%0.83%0.89%
13.)BLACKROCK FUND ADVISORS5,022,417Cut -15.94%0.24%0.78%
14.)SUSQUEHANNA INTERNATIONAL GROUP LLP5,002,400PUTCut -32.21%0.17%0.78%
15.)GEODE CAPITAL MANAGEMENT LLC4,404,016Added 1.82%0.48%0.68%
16.)MORGAN STANLEY4,391,644Cut -5.97%0.24%0.68%
17.)PRICE T ROWE ASSOCIATES INC MD 4,327,230Added 19.12%0.14%0.67%
18.)BLACKROCK ADVISORS LLC4,224,135Cut -0.75%0.43%0.66%
19.)FISHER ASSET MANAGEMENT LLC4,111,592Cut -5.12%1.11%0.64%
20.)BLACKROCK GROUP LTD3,879,283Cut -3.52%0.30%0.60%



3. Top 20 Funds Held CAT in this Quarter (By % of Portfolio) Add to Yahoo Finance Message Board

No.FundSharesPut/CallActivity(Shr)% Port.% Out. Shrs
1.)GLADIUS CAPITAL MANAGEMENT LP400,000CALLNew35.20%0.06%
2.)GREENWAY TRADING LLC4,600Cut -64.06%16.52%0.00%
3.)CYPRESS FUNDS LLC CA347,000Unchanged14.59%0.05%
4.)OAKMONT CORP CA 473,160Unchanged12.91%0.07%
5.)SAN FRANCISCO SENTRY INVESTMENT GROUP (CA)317,733New10.96%0.05%
6.)ANDERSON HOAGLAND & CO43,780Added 5.61%6.64%0.01%
7.)BILL & MELINDA GATES FOUNDATION TRUST10,090,400Unchanged5.96%1.57%
8.)RELATIONAL INVESTORS LLC3,448,374New5.67%0.54%
9.)VALICENTI ADVISORY SERVICES INC59,490Cut -5.70%5.50%0.01%
10.)DUNVEGAN ASSOCIATES INC67,140Cut -3.78%4.75%0.01%
11.)PARTNER FUND MANAGEMENT LP737,298New4.41%0.11%
12.)BREVAN HOWARD CAPITAL MANAGEMENT LP150,000PUTNew4.17%0.02%
13.)SHELTER INS PROFIT SHARING83,555Cut -4.46%3.99%0.01%
14.)STATE FARM MUTUAL AUTOMOBILE INSURANCE CO19,707,800Unchanged3.88%3.06%
15.)PARTNER INVESTMENT MANAGEMENT LP232,751New3.77%0.04%
16.)MCINTYRE FREEDMAN & FLYNN INVESTMENT ADVISERS INC22,190Unchanged3.65%0.00%
17.)MAGEE THOMSON INVESTMENT PARTNERS LLC188,230Cut -3.24%3.54%0.03%
18.)SHELTER INS RETIREMENT PLAN107,700Added 20.74%3.51%0.02%
19.)STRALEM & CO INC1,343,857Added 2.26%3.50%0.21%
20.)SHELTER MUTUAL INSURANCE CO269,265Added 142.58%3.43%0.04%

4. Top 20 Funds BOUGHT NEW CAT in this Quarter (By Shares) Add to Yahoo Finance Message Board

No.FundSharesPut/Call% Port.% Out. Shrs
1.)JANUS CAPITAL MANAGEMENT LLC3,752,4960.40%0.58%
2.)RELATIONAL INVESTORS LLC3,448,3745.67%0.54%
3.)SCOPUS ASSET MANAGEMENT LP819,9773.06%0.13%
4.)PARTNER FUND MANAGEMENT LP737,2984.41%0.11%
5.)PGGM INVESTMENTS684,4280.36%0.11%
6.)J P MORGAN CHASE & CO488,900PUT0.02%0.08%
7.)RENAISSANCE GROUP LLC469,5891.36%0.07%
8.)MADISON SQUARE INVESTORS LLC440,5030.43%0.07%
9.)KINGDON CAPITAL MANAGEMENT LLC400,000CALL1.94%0.06%
10.)GLADIUS CAPITAL MANAGEMENT LP400,000CALL35.20%0.06%
11.)SAN FRANCISCO SENTRY INVESTMENT GROUP (CA)317,73310.96%0.05%
12.)LAURION CAPITAL MANAGEMENT LP287,7292.36%0.04%
13.)PEAK6 INVESTMENTS LP255,9110.11%0.04%
14.)NATCAN INVESTMENT MANAGEMENT INC235,5960.50%0.04%
15.)PARTNER INVESTMENT MANAGEMENT LP232,7513.77%0.04%
16.)FJARDE AP FONDEN (THE FOURTH SWEDISH NATIONAL PENSIONFUND)230,7530.50%0.04%
17.)TD SECURITIES (USA) LLC207,5400.50%0.03%
18.)J P MORGAN CHASE & CO160,800CALL0.01%0.02%
19.)ALYDAR PARTNERS LLC160,0000.78%0.02%
20.)BREVAN HOWARD CAPITAL MANAGEMENT LP150,000PUT4.17%0.02%

5. Top 20 Funds SOLD OUT CAT in this Quarter (By Shares) Add to Yahoo Finance Message Board

No.FundSharesPut/Call% Port.% Out. Shrs
1.)JANUS CAPITAL MANAGEMENT LLC5,469,9960.50%0.85%
2.)TIMBER HILL LLC937,800PUT0.18%0.15%
3.)TIMBER HILL LLC878,100CALL0.16%0.14%
4.)AXA FINANCIAL INC844,7860.41%0.13%
5.)TWO SIGMA INVESTMENTS LLC520,8090.57%0.08%
6.)BLUECREST CAPITAL MANAGEMENT LTD450,000CALL4.65%0.07%
7.)SAN FRANCISCO SENTRY INVESTMENT GROUP353,0524.78%0.05%
8.)MADISON SQUARE INVESTORS LLC326,5320.27%0.05%
9.)NUVEEN HYDEPARK GROUP LLC297,1002.84%0.05%
10.)ADAMS ASSET ADVISORS LLC200,0002.80%0.03%
11.)CAMBRIDGE FINANCIAL GROUP INC196,9842.94%0.03%
12.)CALAMOS ADVISORS LLC158,3400.06%0.02%
13.)COMMERZBANK AKTIENGESELLSCHAFT FI150,000CALL0.06%0.02%
14.)MM CAPITAL LLC148,000PUT0.26%0.02%
15.)BIRMINGHAM CAPITAL MANAGEMENT CO INC AL108,2544.26%0.02%
16.)P&S CREDIT MANAGEMENT LP100,000CALL0.54%0.02%
17.)ULYS LLC100,000CALL1.07%0.02%
18.)SANDLER CAPITAL MANAGEMENT100,000PUT0.74%0.02%
19.)WS MANAGEMENT LLP100,000PUT0.27%0.02%
20.)EOS PARTNERS LP100,000PUT1.62%0.02%