>> Funds List: A B C D E F G H I J K L M N O P Q R S T U V W X Y Z
Please wait..

Fund Holdings of FINANCIAL STOCKS INC Filed on 2012-01-31

Link to Original SEC 13F filings sorted on filing date: 2012-01-31 | 2011-11-14 | 2011-08-15 | 2011-05-16 | 2011-02-14 | 2010-11-09 | 2010-08-16 | 2010-05-13 | 2010-02-12 | 2009-11-13 | 2009-08-14 | 2009-05-12 | 2009-02-12 | 2008-11-07 | 2008-08-12 | 2008-05-09 |

1. Fund Information

Fund NameFINANCIAL STOCKS INC
Fund Manager
Address441 VINE STREET, SUITE 1300
CINCINNATI, OH, 45202
::Google Map
Phone(513) 241-6166
13F Asset Last Qtr$155,729,000
13F Asset This Qtr$142,744,000
Asset Change-8.34%

2. Comparison of Holdings by Sectors with Last Quarter

3. Top 20 Holdings (Value) of This Quarter

No.SecurityPut/CallStockSharesValue(x$1000)Activity(Shr)% Port.
1.)CITIGROUP INC NEWC445,455$11,720New8.21%
2.)JPMORGAN CHASE & CO.JPM315,782$10,450New7.32%
3.)MAIDEN HLDGS LTDMHLD1,159,999$10,162Cut -3.33%7.12%
4.)ORIENTAL FINANCIAL GROUP, INC.OFG732,600$8,872Unchanged6.22%
5.)AMERICAN FINANCIAL GROUP, INC (HOLDING CO.)AFG214,194$7,902Cut -8.85%5.54%
6.)WELLS FARGO & CO.WFC276,392$7,617Cut -65.18%5.34%
7.)GOLDMAN SACHS GROUP, INC.GS78,645$7,112New4.98%
8.)BANK OF AMERICA CORP.BAC1,187,585$6,603New4.63%
9.)WASHINGTON BANKING COMPANYWBCO487,090$5,801Cut -2.58%4.06%
10.)UNUM GROUPUNM238,290$5,021New3.52%
11.)AMERICAN CAPITAL, LTD.ACAS712,959$4,798New3.36%
12.)AMERISERV FINANCIAL INC.ASRV2,060,000$4,017Cut -2.37%2.81%
13.)HANMI FINANCIAL CORPORATIONHAFC535,691$3,964New2.78%
14.)PENNYMAC MORTGAGE INVESTMENT TRUST COMMON SHARES OF BENEFICIAL INTERESTPMT226,918$3,772Cut -8.98%2.64%
15.)DISCOVER FINANCIAL SERVICES COMMON STOCK WHEN ISSUED DFS155,842$3,740New2.62%
16.)JPMORGAN CHASE & CO.JPM81,519$2,711New1.90%
17.)PEOPLES FEDERAL BANCSHARES INCPEOP159,583$2,275Cut -8.94%1.59%
18.)BLACKSTONE GRP LP UTBX150,000$2,102New1.47%
19.)UNITS160,000$2,053New1.44%
20.)WELLS FARGO & CO.WFC71,389$1,967Cut -65.18%1.38%

4. Top 20 (Value) Holdings BOUGHT NEW in This Quarter

No.SecurityPut/CallStockShares NEWValue(x$1000)% Port.
1.)CITIGROUP INC NEWC445,455$11,7208.21%
2.)JPMORGAN CHASE & CO.JPM315,782$10,4507.32%
3.)GOLDMAN SACHS GROUP, INC.GS78,645$7,1124.98%
4.)BANK OF AMERICA CORP.BAC1,187,585$6,6034.63%
5.)UNUM GROUPUNM238,290$5,0213.52%
6.)AMERICAN CAPITAL, LTD.ACAS712,959$4,7983.36%
7.)HANMI FINANCIAL CORPORATIONHAFC535,691$3,9642.78%
8.)DISCOVER FINANCIAL SERVICES COMMON STOCK WHEN ISSUED DFS155,842$3,7402.62%
9.)JPMORGAN CHASE & CO.JPM81,519$2,7111.90%
10.)BLACKSTONE GRP LP UTBX150,000$2,1021.47%
11.)UNITS160,000$2,0531.44%
12.)GOLDMAN SACHS GROUP, INC.GS20,298$1,8361.29%
13.)BANK OF AMERICA CORP.BAC306,592$1,7051.19%
14.)UNUM GROUPUNM61,633$1,2990.91%
15.)HANMI FINANCIAL CORPORATIONHAFC138,260$1,0230.72%
16.)DISCOVER FINANCIAL SERVICES COMMON STOCK WHEN ISSUED DFS40,222$9650.68%

5. Top 20 (Value) Holdings Totally SOLD OUT in This Quarter

No.SecurityPut/CallStockShares SOLDValue(x$1000)% Port. Last Qtr
1.)KEYCORPKEY535,000$31,72520.37%
2.)WALTER INVESTMENT MANAGEMENT CORPWAC350,445$8,0365.16%
3.)FIFTH THIRD BANCORPFITB660,000$6,6664.28%
4.)SUNTRUST BANKS, INC.STI337,500$6,0583.89%
5.)HUDSON CITY BANCORP, INC.HCBK773,614$4,3792.81%
6.)INTRALINKS HOLDINGS, INC. COMMON STOCK $0.001 PAR VALUEIL550,000$4,1302.65%
7.)LLC CL A SHS300,000$3,0721.97%
8.)SYNOVUS FINANCIAL CORP.SNV2,782,113$2,9771.91%
9.)TD AMERITRADE HOLDING CORPORATIONAMTD200,000$2,9421.89%
10.)ASTORIA FINANCIAL CORP.AF332,771$2,5591.64%
11.)E*TRADE FINANCIAL CORPORATIONETFC260,000$2,3691.52%
12.)TCF FINANCIAL CORP.TCB249,418$2,2851.47%
13.)CB RICHARD ELLIS GROUP INCCBG150,000$2,0191.30%
14.)MB FINANCIAL INC.MBFI83,720$1,2330.79%
15.)PINNACLE FINANCIAL PARTNERS, INC.PNFP105,479$1,1540.74%
16.)RADIAN GROUP, INC.RDN500,000$1,0950.70%
17.)FIRST MIDWEST BANCORP, INC.FMBI149,202$1,0920.70%
18.)ALLIANCE BANCORP, INC. OF PENNSYLVANIAALLB99,595$1,0530.68%
19.)MGIC INVESTMENT CORP. (MILWAUKEE, WI)MTG500,000$9350.60%
20.)TERRITORIAL BANCORP INC.TBNK40,345$7860.51%