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Fund Holdings of DEEPHAVEN INC Filed on 2012-02-14

Link to Original SEC 13F filings sorted on filing date: 2012-02-14 | 2011-11-21 |

1. Fund Information

Fund NameDEEPHAVEN INC
Fund Manager
Address14601 27TH AVE. N., SUITE 102,
PLYMOUTH, MN, 55447
::Google Map
Phone(952) 345-5200
13F Asset Last Qtr$138,429,000
13F Asset This Qtr$174,026,000
Asset Change25.71%

2. Comparison of Holdings by Sectors with Last Quarter

3. Top 20 Holdings (Value) of This Quarter

No.SecurityPut/CallStockSharesValue(x$1000)Activity(Shr)% Port.
1.)RETAIL OPPORTUNITY INVESTMENTS CORP. - NRDC ACQUISITION CORP WARRANTROICW7,120,108$84,302Added 42.99%48.44%
2.)TWO HARBORS INVESTMENT CORP.TWO-WS5,022,501$46,408Cut -0.03%26.67%
3.)RESOLUTE ENERGY CPREN-WS1,678,910$18,132Added 0.48%10.42%
4.)ENERGY SELECT SPDRCALLXLE60,000$4,148New2.38%
5.)WELLS FARGO & CO.PUTWFC125,900$3,470Unchanged1.99%
6.)JPMORGAN CHASE & CO.CALLJPM95,000$3,159Unchanged1.82%
7.)WELLS FARGO & CO.WFC106,600$2,938Added 410.05%1.69%
8.)CITIGROUP INC NEWC54,800$1,442New0.83%
9.)TWO HARBORS INVESTMENT CORPTWO151,773$1,402Cut -47.04%0.81%
10.)U.S. BANCORP (DE)CALLUSB39,800$1,077Unchanged0.62%
11.)MCMORAN EXPLORATION COCALLMMR59,000$858Cut -52.42%0.49%
12.)EL PASO CORP.CALLEP32,100$853New0.49%
13.)ISHARES DOW JONES US REAL ESTATECALLIYR12,500$710Unchanged0.41%
14.)ARMOUR RESIDENTIAL REIT INCWT EXPAMRRW89,000$627Unchanged0.36%
15.)BANK OF AMERICA CORP.CALLBAC97,400$542Unchanged0.31%
16.)HARVEST NATURAL RESOURCES INCHNR62,140$459New0.26%
17.)TALBOTS INC *W EXP 04/09/201165,750$441Cut -23.21%0.25%
18.)UNITED STATES OIL FUND LP UNITSCALLUSO9,500$362New0.21%
19.)MICHAEL BAKER CORPORATIONBKR18,200$357Cut -1.09%0.21%
20.)ITERIS, INCITI268,931$352Unchanged0.20%

4. Top 20 (Value) Holdings BOUGHT NEW in This Quarter

No.SecurityPut/CallStockShares NEWValue(x$1000)% Port.
1.)ENERGY SELECT SPDRCALLXLE60,000$4,1482.38%
2.)CITIGROUP INC NEWC54,800$1,4420.83%
3.)EL PASO CORP.CALLEP32,100$8530.49%
4.)HARVEST NATURAL RESOURCES INCHNR62,140$4590.26%
5.)UNITED STATES OIL FUND LP UNITSCALLUSO9,500$3620.21%
6.)CEREPLAST, INC.CERP250,000$2400.14%
7.)ADA-ES, INC.ADES6,300$1430.08%
8.)JEFFERIES GROUP, INC.JEF5,000$690.04%
9.)AWARE, INC.AWRE17,091$510.03%
10.)ZOGENIX, INC.ZGNX1,501$30.00%

5. Top 20 (Value) Holdings Totally SOLD OUT in This Quarter

No.SecurityPut/CallStockShares SOLDValue(x$1000)% Port. Last Qtr
1.)BARCLAYS BK PLC SH CTF ON ATMBLE CRPGOALTD 144A23-DEC-13PUTBGOAL21,000$1,1210.81%
2.)HECKMANN CORP WTSHEK-WS164,300$8690.63%
3.)ANNALY CAPITAL MANAGEMENT INCPUTNLY49,400$8220.59%
4.)DENBURY RESOURCES, INC. (DE)DNR50,800$5840.42%
5.)BARCLAYS BK PLC SH CTF ON ATMBLE CRPGOALTD 144A23-DEC-13CALLBGOAL6,000$3200.23%
6.)ANNALY CAPITAL MANAGEMENT INCCALLNLY12,600$2100.15%
7.)BROADWIND ENERGY, INC.BWEN555,667$1780.13%
8.)INVESCO MORTGAGE CAPITAL INC COMMON STOCKIVR10,000$1410.10%
9.)ENERGY SELECT SPDRXLE1,000$590.04%
10.)CHIMERA INVESTMENT CORPORATION COMMON STOCKCIM20,000$550.04%