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Fund Holdings of WELLINGTON SHIELDS & CO LLC Filed on 2012-02-13

Link to Original SEC 13F filings sorted on filing date: 2012-02-13 | 2011-11-15 | 2011-08-10 |

1. Fund Information

Fund NameWELLINGTON SHIELDS & CO LLC
Fund Manager
Address140 BROADWAY,
NEW YORK, NY, 10005
::Google Map
Phone(212) 320-3000
13F Asset Last Qtr$163,503,000
13F Asset This Qtr$77,915,000
Asset Change-52.35%

2. Comparison of Holdings by Sectors with Last Quarter

3. Top 20 Holdings (Value) of This Quarter

No.SecurityPut/CallStockSharesValue(x$1000)Activity(Shr)% Port.
1.)UNIVERSAL ELECTRONICS INC.UEIC340,219$5,739Unchanged7.37%
2.)THE SPECTRANETICS CORPORATIONSPNC759,704$5,485Cut -1.38%7.04%
3.)FX ENERGY, INC.FXEN1,070,564$5,139Unchanged6.60%
4.)EXPRESS SCRIPTS, INC.ESRX113,930$5,092Added 22.86%6.54%
5.)ILLUMINA, INC.ILMN133,251$4,061Cut -19.83%5.21%
6.)INTERNATIONAL BUSINESS MACHINES CORP.IBM20,274$3,728Cut -4.25%4.78%
7.)EXXON MOBIL CORP.XOM31,745$2,691Cut -9.06%3.45%
8.)URANIUM ENERGY CORPUEC741,200$2,268Added 16.96%2.91%
9.)AT&T INCT74,712$2,259Cut -8.00%2.90%
10.)TALISMAN ENERGY, INC.TLM159,700$2,036Unchanged2.61%
11.)ISHARE SP500 BAR VALIVE35,060$2,028New2.60%
12.)BRISTOL-MYERS SQUIBB CO.BMY50,700$1,787Cut -11.77%2.29%
13.)MICROSOFT CORPORATIONMSFT65,795$1,708Added 53.21%2.19%
14.)GOODRICH CORP.GR12,600$1,559Cut -36.89%2.00%
15.)ACACIA RESEARCH CORPORATIONACTG40,000$1,460Unchanged1.87%
16.)HONEYWELL INTERNATIONAL, INC.HON24,673$1,341Cut -2.47%1.72%
17.)GENERAL ELECTRIC COGE66,496$1,191Cut -6.35%1.53%
18.)VERIZON COMMUNICATIONS INCVZ29,332$1,177Added 3.53%1.51%
19.)PHILIP MORRIS INTERNATIONAL INC COMMON STOCKPM13,347$1,048Cut -29.46%1.35%
20.)EQUIFAX, INC.EFX24,700$957Unchanged1.23%

4. Top 20 (Value) Holdings BOUGHT NEW in This Quarter

No.SecurityPut/CallStockShares NEWValue(x$1000)% Port.
1.)ISHARE SP500 BAR VALIVE35,060$2,0282.60%
2.)ISHARE SPMC400BARGROIJK8,440$8331.07%
3.)HALLIBURTON COMPANYHAL12,000$4140.53%
4.)DEVON ENERGY CORP.DVN4,800$2980.38%
5.)GREIF INC CL B GEF-B6,600$2980.38%
6.)TIFFANY & CO.TIF3,200$2120.27%
7.)MAGNUM HUNTER RESOURCES CORP (DE)MHR10,000$540.07%
8.)DALECO RESOURCES CORPDLOV30,000$50.01%

5. Top 20 (Value) Holdings Totally SOLD OUT in This Quarter

No.SecurityPut/CallStockShares SOLDValue(x$1000)% Port. Last Qtr
1.)AES TR III 6.75 PFDAES-PC16,600$8150.50%
2.)HSBC HOLDINGS PLC PRD30,000$7630.47%
3.)NOVAGOLD RESOURCES, INCNG74,500$4810.29%
4.)TRANSOCEAN LTD (SWITZERLAND) COMMON STOCKRIG7,811$3730.23%
5.)DDR CORP 7.375% PERP CUM PFR PRD14,300$3360.21%
6.)CATERPILLAR INC.CAT4,000$2950.18%
7.)SOUTHERN COMPANY (THE)SO6,200$2630.16%
8.)DUKE ENERGY CORPDUK12,800$2560.16%
9.)NICOR INC.GAS4,600$2530.16%
10.)CONSOLIDATED EDISON, INC.ED3,776$2150.13%
11.)3M COMMM2,900$2080.13%
12.)MOTOROLA SOLUTIONS INC.MSI4,806$2010.12%
13.)SEASPAN CORPORATION SEASPAN CORPORATION COMMON SHARESSSW10,600$1210.07%
14.)MASCO CORP.MAS10,500$750.05%
15.)PARKER DRILLING CO.PKD12,750$560.03%
16.)MAUDORE MINERALS LTD ORDMAOMF13,200$530.03%
17.)HARTFORD MONEY MARKET FUND CLASS AIHAXX13,358$130.01%
18.)SYNOVUS FINANCIAL CORP.SNV10,600$110.01%