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Fund Holdings of EMPIRICAL FINANCIAL SERVICES LLC Filed on 2012-02-03

Link to Original SEC 13F filings sorted on filing date: 2012-02-03 | 2011-11-04 | 2011-08-11 | 2011-05-16 | 2011-01-28 |

1. Fund Information

Fund NameEMPIRICAL FINANCIAL SERVICES LLC
Fund Manager
Address1420 5TH AVE SUITE 1740,
SEATTLE, WA, 98101
::Google Map
Phone(206) 923-3474
13F Asset Last Qtr$132,055,000
13F Asset This Qtr$139,432,000
Asset Change5.59%

2. Comparison of Holdings by Sectors with Last Quarter

3. Top 20 Holdings (Value) of This Quarter

No.SecurityPut/CallStockSharesValue(x$1000)Activity(Shr)% Port.
1.)ISHARES BARCLAY1-3 YCSJ237,537$24,751Cut -10.47%17.75%
2.)ISHARES TRUST BARCLAYS TREAS NFLTN PRTCTTIP169,616$19,793Cut -15.82%14.20%
3.)PIMCO 1-3 YEAR U.S. TREASURY INDEX ETFTUZ289,338$14,791Added 2.60%10.61%
4.)VANGUARD ST BOND ETFBSV123,328$9,970Added 2.08%7.15%
5.)ISHARES BARCLAYS 3-7IEI77,262$9,429Cut -8.93%6.76%
6.)SCHWAB STRATEGIC TR US TIPS ETF163,474$9,092Added 35.01%6.52%
7.)IPATH GSCI TRI ETNGSP257,444$8,689Added 1.25%6.23%
8.)VANGUARD LARGE-CAP ETFVV137,599$7,884Cut -2.46%5.65%
9.)SCHWAB US LARGE CAP ETFSCHX198,545$5,927Added 2.58%4.25%
10.)VANGUARD REIT ETFVNQ78,698$4,564Added 2.03%3.27%
11.)VANGUARD SCOTTSDALE FDS VANGUARD SHORT TERM COPORATE BOND INDEX FUND ETF SHSVCSH54,043$4,208Added 1,868.06%3.02%
12.)VANGUARD TOTAL STOCK MARKET INDEX FUNDVTI56,660$3,643Cut -2.15%2.61%
13.)VANGUARD EUR PAC ETFVEA90,878$2,784Added 10.09%2.00%
14.)VANGUARD SCOTTSDALE FDS VANGUARD INTERMEDIATE TERM CORPORATE BOND INDEXFUNDVCIT30,919$2,547New1.83%
15.)VANGRD EMRG MKT ETFVWO58,263$2,226Added 0.84%1.60%
16.)SPDR DJ REIT ETFRWR18,976$1,222Added 9.20%0.88%
17.)VANGUARD TOTAL WORLDVT22,663$979Cut -6.32%0.70%
18.)ISHARES TRUST MSCI EAFE INDEX FUNDEFA18,749$929Added 4.68%0.67%
19.)MICROSOFT CORPORATIONMSFT32,865$853Cut -0.69%0.61%
20.)VANGUARD VALUE INDEX FUNDVTV10,726$563Unchanged0.40%

4. Top 20 (Value) Holdings BOUGHT NEW in This Quarter

No.SecurityPut/CallStockShares NEWValue(x$1000)% Port.
1.)VANGUARD SCOTTSDALE FDS VANGUARD INTERMEDIATE TERM CORPORATE BOND INDEXFUNDVCIT30,919$2,5471.83%
2.)PEPSICO INC.PEP5,101$3380.24%
3.)PIMCO ETF TR 05 HIGH YIELD3,348$3290.24%
4.)VANGUARD INTL EQUITY INDEX F GLB EX US ETF7,263$2960.21%
5.)ISHARES IBOXX $ HIGH YIELD CORPORATE BOND FUNDHYG2,764$2470.18%
6.)ZAGG INCORPORATEDZAGG15,000$1060.08%

5. Top 20 (Value) Holdings Totally SOLD OUT in This Quarter

No.SecurityPut/CallStockShares SOLDValue(x$1000)% Port. Last Qtr
1.)GENERAL ELECTRIC COGE12,101$1840.14%