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Fund Holdings of SANDERS MORRIS HARRIS GROUP INC Filed on 2012-02-09

Link to Original SEC 13F filings sorted on filing date: 2012-02-09 | 2011-11-14 | 2011-08-11 | 2011-05-13 | 2011-02-10 | 2010-11-12 | 2010-08-11 | 2010-05-13 | 2010-02-11 | 2009-11-10 | 2009-08-11 | 2009-05-07 | 2009-02-17 |

1. Fund Information

Fund NameSANDERS MORRIS HARRIS GROUP INC
Fund Manager
Address600 TRAVIS, SUITE 5800
HOUSTON, TX, 77002
::Google Map
Phone(713) 993-4610
13F Asset Last Qtr$376,995,096
13F Asset This Qtr$309,782,351
Asset Change-17.83%

2. Comparison of Holdings by Sectors with Last Quarter

3. Top 20 Holdings (Value) of This Quarter

No.SecurityPut/CallStockSharesValue(x$1000)Activity(Shr)% Port.
1.)EXXON MOBIL CORP.XOM584,659$49,556Cut -12.51%16.00%
2.)ENERGY CONVERSION DEVICES IN NOTE 3.000% 6/1103,490,000$44,705Cut -6.34%14.43%
3.)JA SOLAR HOLDINGS CO LTD NOTE 4.500% 5/156,000,000$41,705Cut -1.58%13.46%
4.)DEERE & CO.DE161,798$12,515Cut -2.05%4.04%
5.)CUMMINS, INC.CMI86,915$7,650Cut -5.35%2.47%
6.)APPLE INC.AAPL15,217$6,163Cut -35.55%1.99%
7.)EDELMAN FINANCIAL GROUP INCEF621,909$4,086Cut -7.79%1.32%
8.)FREEPORT-MCMORAN COPPER & GOLD INC.FCX106,165$3,906Cut -8.40%1.26%
9.)CHEVRON CORPORATIONCVX35,345$3,761Cut -12.06%1.21%
10.)SPDR S&P DIVIDEND ETSDY68,995$3,717Added 7.73%1.20%
11.)VANGUARD SMALL-CAP INDEX FUNDVB37,593$2,619Cut -9.92%0.85%
12.)MAIN STREET CAPITAL CORPORATION COMMON STOCKMAIN119,032$2,528Cut -14.02%0.82%
13.)PROSPECT CAPITAL CORPORATIONPSEC234,269$2,176Added 62.05%0.70%
14.)SANDISK CORPORATIONSNDK42,425$2,088Added 0.06%0.67%
15.)MARVELL TECHNOLOGY GROUP, LTD.MRVL148,501$2,057Cut -0.26%0.66%
16.)ENTERPRISE PRODUCTS PARTNERS L.P.EPD43,010$1,995Cut -69.56%0.64%
17.)BLACKSTONE GRP LP UTBX141,319$1,980Cut -0.88%0.64%
18.)RIGNET INCRNET116,792$1,955Added 9.92%0.63%
19.)VANGRD EMRG MKT ETFVWO50,922$1,946Added 3.37%0.63%
20.)YAHOO! INC.YHOO117,091$1,889Added 84.60%0.61%

4. Top 20 (Value) Holdings BOUGHT NEW in This Quarter

No.SecurityPut/CallStockShares NEWValue(x$1000)% Port.
1.)VANGUARD LARGE-CAP ETFVV9,826$5630.18%
2.)VANGUARD GROWTH INDEX FUNDVUG9,075$5600.18%
3.)FT HEALTH CR ALPHADXFXH14,586$3960.13%
4.)MEMORIAL PRODTN PARTNERS LP COM U REP LTD20,600$3720.12%
5.)UNIVERSAL CORP.UVV3,513$1610.05%
6.)RANGE RESOURCES CORPRRC2,000$1240.04%
7.)CHESAPEAKE GRANITE WASH TR COM SH BEN INT4,500$1080.03%
8.)DIREXION SHS ETF TR DLY FIN BULL NEW1,528$990.03%
9.)ESSEX PROPERTY TRUST, INC.ESS500$700.02%
10.)ISHARES TRUST S&P 500 INDEX FUNDIVV516$650.02%
11.)BEAM INCBEAM1,144$590.02%
12.)EDUCATION REALTY TRUST INCEDR4,480$460.01%
13.)POWERSHARES DB AGRICULTURE LONG ETNAGF2,485$460.01%
14.)CONSUMER DIS SS SPDRXLY1,119$440.01%
15.)XYLEM INCXYL1,650$420.01%
16.)REGENCY CENTERS CORP.REG1,000$380.01%
17.)PARKWAY PROPERTIES INC.PKY3,650$360.01%
18.)VANGUARD UTLTS ETFVPU400$310.01%
19.)LEVEL 3 COMMUNICATIONS INCLVLT1,580$270.01%
20.)BUCKEYE PARTNERS, L.P.BPL400$260.01%

5. Top 20 (Value) Holdings Totally SOLD OUT in This Quarter

No.SecurityPut/CallStockShares SOLDValue(x$1000)% Port. Last Qtr
1.)HOSPITALITY PROPERTIES TRUSTHPT66,600$1,4150.38%
2.)POWERSHARES EXCHANGE-TRADED FUND TRUST - POWERSHARES QQQ TRUST, SERIES 1QQQ8,940$5180.14%
3.)BARCLAYS BANK PLC PRFD A BCS-PA17,500$3940.11%
4.)TARGA RES PARTNERS LP COM UNITNGLS7,575$2720.07%
5.)PROCERA NETWORKS, INC. NEW COMMON STOCKPKT20,215$2300.06%
6.)GEORESOURCES, INC.GEOI7,500$1990.05%
7.)ATWOOD OCEANICS, INC.ATW2,800$1200.03%
8.)BLACKROCK MUNIASSETS FUND, INC.MUA9,811$1180.03%
9.)DIREXION DAILY FINANCIAL BULL 3X SHARESFAS7,990$1170.03%
10.)EATON VANCE ENHANCED EQUITY INCOME FUND IIEOS11,080$1140.03%
11.)SEMPRA ENERGYSRE2,000$1070.03%
12.)HENRY SCHEIN, INC.HSIC1,500$1040.03%
13.)CAMAC ENERGY INC.CAK88,150$980.03%
14.)CHURCH & DWIGHT CO., INC.CHD2,200$970.03%
15.)CROCS, INC.CROX5,422$960.03%
16.)ITT CORPORATIONITT2,080$950.03%
17.)ROGERS COMMUNICATIONS INC.RCI2,531$920.02%
18.)OMEGA HEALTHCARE INVESTORS, INC.OHI5,150$910.02%
19.)SPDR BARC MUNI ETFTFI3,517$820.02%
20.)POWERSHARES VRDO TAXPVI3,108$780.02%