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Fund Holdings of OTA FINANCIAL GROUP LP Filed on 2012-02-10

Link to Original SEC 13F filings sorted on filing date: 2012-02-10 | 2011-11-10 | 2011-08-11 | 2011-05-13 | 2011-02-14 | 2010-11-12 | 2010-08-12 | 2010-05-12 | 2010-02-08 | 2009-11-13 | 2009-08-14 | 2009-05-15 | 2009-02-13 | 2008-11-14 | 2008-08-14 | 2008-05-15 |

1. Fund Information

Fund NameOTA FINANCIAL GROUP LP
Fund Manager
Address1 MANHATTANVILLE ROAD,
PURCHASE, NY, 10577
::Google Map
Phone(914) 694-5800
13F Asset Last Qtr$84,621,000
13F Asset This Qtr$153,640,000
Asset Change81.56%

2. Comparison of Holdings by Sectors with Last Quarter

3. Top 20 Holdings (Value) of This Quarter

No.SecurityPut/CallStockSharesValue(x$1000)Activity(Shr)% Port.
1.)BORGWARNER INC NOTE 3.500% 4/1188,560$36,627New23.84%
2.)WILLIAMS COS INC (THE)WMB408,501$13,488New8.78%
3.)INGERSOLLRAND GL HLD CO NOTE 4.500% 4/150,000$8,562New5.57%
4.)SPDR BARCLAY HYB ETFJNK204,306$7,855Added 92.03%5.11%
5.)VANGRD EUROPEAN ETFVGK149,323$6,186New4.03%
6.)VANGRD EMRG MKT ETFVWO159,880$6,109Added 160.73%3.98%
7.)ROYAL DUTCH SHELL PLC CL A RDS-A70,524$5,154New3.35%
8.)VALE CAPITAL IICJS75,000$4,492Cut -25.00%2.92%
9.)BIOMARIN PHARMACEUTICAL NOTE 2.500% 3/220,000$4,202New2.73%
10.)SPDR GOLD TRUST GSGLD25,872$3,932New2.56%
11.)ISHARES - MSCI PACIFIC EX JAPANEPP59,924$2,332Added 307.15%1.52%
12.)WHITING PETROLEUM CORP PRFD A WLL-PA10,308$2,268Added 103.27%1.48%
13.)GENERAL MOTORS CO *W EXP 07/10/201188,761$2,214Cut -3.51%1.44%
14.)KINDER MORGAN ENERGY PARTNERS, L.P.KMP24,763$2,103New1.37%
15.)ISHARE MSCI JAPAN INEWJ228,434$2,081Added 108.94%1.35%
16.)TRIPADVISOR INCTRIP81,706$2,059New1.34%
17.)ISHARES MSCI GRW IDXEFG34,807$1,810Cut -56.94%1.18%
18.)ISHARES TRUST ISHARES S&P INDIA NIFTY 50 INDEX FUNDINDY86,883$1,715New1.12%
19.)ISHARES BARCLAY1-3 YCSJ15,215$1,585New1.03%
20.)BANK OF AMERICA CORP. PRFD L BAC-PL1,717$1,353New0.88%

4. Top 20 (Value) Holdings BOUGHT NEW in This Quarter

No.SecurityPut/CallStockShares NEWValue(x$1000)% Port.
1.)BORGWARNER INC NOTE 3.500% 4/1188,560$36,62723.84%
2.)WILLIAMS COS INC (THE)WMB408,501$13,4888.78%
3.)INGERSOLLRAND GL HLD CO NOTE 4.500% 4/150,000$8,5625.57%
4.)VANGRD EUROPEAN ETFVGK149,323$6,1864.03%
5.)ROYAL DUTCH SHELL PLC CL A RDS-A70,524$5,1543.35%
6.)BIOMARIN PHARMACEUTICAL NOTE 2.500% 3/220,000$4,2022.73%
7.)SPDR GOLD TRUST GSGLD25,872$3,9322.56%
8.)KINDER MORGAN ENERGY PARTNERS, L.P.KMP24,763$2,1031.37%
9.)TRIPADVISOR INCTRIP81,706$2,0591.34%
10.)ISHARES TRUST ISHARES S&P INDIA NIFTY 50 INDEX FUNDINDY86,883$1,7151.12%
11.)ISHARES BARCLAY1-3 YCSJ15,215$1,5851.03%
12.)BANK OF AMERICA CORP. PRFD L BAC-PL1,717$1,3530.88%
13.)INDIA FUND, INC. (THE)IFN62,382$1,1870.77%
14.)CENTRAL GOLDTRUSTGTU18,801$1,1120.72%
15.)ISHARES GS $ INVESTOLQD9,577$1,0890.71%
16.)CITIGROUP INC NEWC36,010$9470.62%
17.)EATON VANCE RM DV EQETJ87,476$9140.59%
18.)BHP BILLITON LTD.BHP12,344$8710.57%
19.)ISHARES INC.-MSCI MALAYSIA IDX REGISTERED SHARESEWM63,749$8540.56%
20.)PERITUS HIGH YIELD ETF TR PERITUS HG YLD15,354$7290.47%

5. Top 20 (Value) Holdings Totally SOLD OUT in This Quarter

No.SecurityPut/CallStockShares SOLDValue(x$1000)% Port. Last Qtr
1.)CITIGROUP INC. TANGIBLE DIVIDEND ENHANCED COMMON STOCKC-PH82,748$6,5897.79%
2.)ISHARES MSCI VLU IDXEFV93,899$3,8954.60%
3.)FORTUNE BRANDS INCFO68,080$3,6814.35%
4.)VANGUARD EUR PAC ETFVEA118,926$3,5834.23%
5.)WISDOMTREE INDIAEPI144,155$2,6163.09%
6.)RAYONIER INC.CALLRYN37,500$2,4982.95%
7.)VANGUARD SCOTTSDALE FDS VANGUARD SHORT TERM COPORATE BOND INDEX FUND ETF SHSVCSH30,167$2,3412.77%
8.)SPROTT PHYSICAL GOLD TRUST UNITPHYS164,957$2,3142.74%
9.)ROYAL DUTCH SHELL PLC CL B RDS-B35,086$2,1772.57%
10.)BLACKROCK CORPORATE HIGH YIELD FUND V INCHYV190,185$2,0532.43%
11.)CENTRAIS ELETRICAS BRASILEIRAS S.A.-ELETROBRAS (BRAZIL)EBR170,210$1,4921.76%
12.)ST SPDR S&P INTL SCGWX35,651$8951.06%
13.)PPL CORPORATION UNIT 99/99/999915,392$8521.01%
14.)VANGUARD TTL BD MKTBND10,146$8491.00%
15.)METLIFE INC UNIT 99/99/999914,058$7950.94%
16.)COMCAST CORPORATIONCMCSA37,150$7760.92%
17.)ISHARES MSCI INDONESIA INVES TR INDO INVS MRKT27,625$7130.84%
18.)MKT VCTR RUSSIA SBIRSX24,477$6190.73%
19.)CARNIVAL CORPORATION COMMON STOCKCCL19,019$5760.68%
20.)ISHARES INC.-MSCI HONG KONG I. REGISTERED SHARESEWH37,424$5360.63%