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Fund Holdings of ALETHEIA RESEARCH & MANAGEMENT INC Filed on 2012-02-14

Link to Original SEC 13F filings sorted on filing date: 2012-02-14 | 2011-11-14 | 2011-08-15 | 2011-05-16 | 2011-02-14 | 2010-11-15 | 2010-08-16 | 2010-05-17 | 2010-02-16 | 2009-11-16 | 2009-08-14 | 2009-05-15 | 2009-02-17 | 2008-11-18 | 2008-08-14 | 2008-05-12 |

1. Fund Information

Fund NameALETHEIA RESEARCH & MANAGEMENT INC
Fund Manager
Address100 WILSHIRE BOULEVARD, SUITE 1900
SANTA MONICA, CA, 90401
::Google Map
Phone(310) 899-0800
13F Asset Last Qtr$3,392,390,000
13F Asset This Qtr$3,224,975,000
Asset Change-4.94%

2. Comparison of Holdings by Sectors with Last Quarter

3. Top 20 Holdings (Value) of This Quarter

No.SecurityPut/CallStockSharesValue(x$1000)Activity(Shr)% Port.
1.)INTERNATIONAL BUSINESS MACHINES CORP.IBM641,363$117,934Cut -7.71%3.66%
2.)COCA-COLA CO (THE)KO1,590,206$111,266Cut -21.49%3.45%
3.)MCDONALD CORPMCD1,003,176$100,649Cut -26.57%3.12%
4.)EXXON MOBIL CORP.XOM1,166,465$98,870Cut -20.50%3.07%
5.)BARRICK GOLD CORP.ABX1,961,431$88,755Cut -15.57%2.75%
6.)NOVAGOLD RESOURCES, INCNG10,087,178$85,540Cut -12.83%2.65%
7.)NOBLE ENERGY, INC.NBL878,570$82,928Added 16.99%2.57%
8.)CANADIAN NATURAL RESOURCES LTD.CNQ2,217,697$82,876Cut -22.21%2.57%
9.)CONTINENTAL RESOURCES, INC. COMMON STOCKCLR1,241,512$82,822Cut -12.73%2.57%
10.)BOEING CO. (THE)BA1,093,901$80,238Cut -23.44%2.49%
11.)SUNCOR ENERGY INCSU2,637,390$76,037Added 29.43%2.36%
12.)FREEPORT-MCMORAN COPPER & GOLD INC.FCX2,042,610$75,149Cut -10.35%2.33%
13.)CATERPILLAR INC.CAT777,868$70,476Cut -13.89%2.19%
14.)MOLYCORP, INC COMMON STOCK $0.001 PAR VALUEMCP2,925,405$70,153Added 358.33%2.18%
15.)ISHARES SILVER TRUSTSLV2,410,606$64,943Cut -21.15%2.01%
16.)DEERE & CO.DE790,973$61,183Cut -16.81%1.90%
17.)WAL-MART STORES, INC.WMT975,061$58,270Cut -23.54%1.81%
18.)OPKO HEALTH INCOPK11,870,110$58,164Cut -4.51%1.80%
19.)CITIGROUP INC NEWC2,203,254$57,969Added 39.47%1.80%
20.)NEWMONT MINING CORP. (HOLDING CO.)NEM946,012$56,770Cut -49.50%1.76%

4. Top 20 (Value) Holdings BOUGHT NEW in This Quarter

No.SecurityPut/CallStockShares NEWValue(x$1000)% Port.
1.)APPLE INC.AAPL128,806$52,1671.62%
2.)ELECTRONIC ARTS INC.ERTS2,059,120$42,4171.32%
3.)SUNPOWER CORPORATIONSPWR5,786,636$36,0521.12%
4.)DISNEY (WALT) CO. (THE)DIS744,578$27,9220.87%
5.)MONSANTO CO.MON393,149$27,5480.85%
6.)NVIDIA CORPORATIONNVDA1,821,383$25,2440.78%
7.)CLEARWIRE CORPORATIONCLWR12,326,392$23,9130.74%
8.)SMITHFIELD FOODS, INC.SFD965,469$23,4410.73%
9.)VALEANT PHARMACEUTICALS INTERNATIONAL INCVRX469,519$21,9220.68%
10.)FORD MOTOR CO. (DE)F301,510$3,2440.10%
11.)CAMPBELL SOUP CO.CPB96,799$3,2180.10%
12.)ANGLOGOLD ASHANTI LTDAU56,220$2,3870.07%
13.)DIREXION SHS ETF TRDAILY 20+ YR T ETF11,737$7980.02%
14.)POTASH CORP. OF SASKATCHEWAN INC.POT12,733$5260.02%
15.)HUMAN GENOME CN 11/15/2018 3.000% NOTE529,000$4720.01%
16.)SUNPOWER CORP 4.500% DUE 031515 NOTE368,000$3020.01%
17.)STARWOOD HOTELS & RESORTS WORLDWIDE INCHOT4,860$2330.01%
18.)CATHAY GENERAL BANCORPCATY15,000$2240.01%
19.)PLAINS ALL AMERICAN PIPELINE, L.P.PAA2,966$2180.01%
20.)INGERSOLL-RAND PLCIR6,700$2040.01%

5. Top 20 (Value) Holdings Totally SOLD OUT in This Quarter

No.SecurityPut/CallStockShares SOLDValue(x$1000)% Port. Last Qtr
1.)SUNPOWER CORPORATIONSPWRA4,254,224$34,4181.02%
2.)NOVELLUS SYSTEMS, INC.NVLS1,206,373$32,8870.97%
3.)FLUOR CORP.FLR542,140$25,2370.74%
4.)AKAMAI TECHNOLOGIES, INC.AKAM1,240,979$24,6720.73%
5.)CIT GROUP, INC.CIT649,276$19,7190.58%
6.)KINETIC CONCEPTS INCKCI91,156$6,0060.18%
7.)GOLDMAN SACHS GROUP, INC.GS26,654$2,5200.07%
8.)AMR CORP. (DE)AMR496,878$1,4710.04%
9.)NEWMONT MINING CORP 3.000% DU NOTE965,000$1,3330.04%
10.)DIREXION DAILY 30 YR TRSY BEAR 3X SHARESTMV43,647$6750.02%
11.)DUKE ENERGY CORPDUK32,826$6560.02%
12.)AES TR III 6.75 PFDAES-PC8,589$4210.01%
13.)ESSEX PROPERTY TRUST, INC.ESS2,600$3120.01%
14.)E-TRACS UBS BLOOMBERPTM10,456$1840.01%
15.)PHARMACYCLICS, INC.PCYC14,372$1700.01%
16.)SHARPS COMPLIANCE CORPSMED10,200$460.00%
17.)THUNDERBIRD ENERGYTBDYF70,000$130.00%