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Fund Holdings of JOHN G ULLMAN & ASSOCIATES INC Filed on 2012-01-31
Link to Original SEC 13F filings sorted on filing date:
2012-01-31 |
2011-11-02 |
2011-07-28 |
2011-05-03 |
2011-01-25 |
2010-10-20 |
2010-08-03 |
2010-04-20 |
2010-02-02 |
2009-10-29 |
2009-07-27 |
2009-04-29 |
2009-02-02 |
2008-11-03 |
2008-08-07 |
2008-04-28 |
1. Fund Information
| Fund Name | JOHN G ULLMAN & ASSOCIATES INC |  |
| Fund Manager | |
| Address | 51 EAST MARKET STREET, P O BOX 1424
CORNING, NY, 14830
::Google Map |
| Phone | (607) 936-3785 |
| 13F Asset Last Qtr | $325,195,000 |
| 13F Asset This Qtr | $350,839,000 |
| Asset Change | 7.89% |
2. Comparison of Holdings by Sectors with Last Quarter
3. Top 20 Holdings (Value) of This Quarter
| No. | Security | Put/Call | Stock | Shares | Value(x$1000) | Activity(Shr) | % Port. |
|---|
| 1.) | JOHNSON & JOHNSON | | JNJ | 339,891 | $22,290 | Added 0.90% | 6.35% |
| 2.) | EXXON MOBIL CORP. | | XOM | 197,019 | $16,699 | Cut -3.54% | 4.76% |
| 3.) | CORNING, INC. | | GLW | 819,359 | $10,635 | Added 8.48% | 3.03% |
| 4.) | IDACORP, INC. | | IDA | 238,525 | $10,116 | Cut -2.41% | 2.88% |
| 5.) | AMGEN INC. | | AMGN | 154,996 | $9,952 | Cut -4.09% | 2.84% |
| 6.) | DUKE ENERGY CORP | | DUK | 447,783 | $9,851 | Cut -3.98% | 2.81% |
| 7.) | EMERSON ELECTRIC CO. | | EMR | 210,956 | $9,828 | Added 6.12% | 2.80% |
| 8.) | NEXTERA ENERGY INC | | NEE | 143,465 | $8,734 | Added 1.63% | 2.49% |
| 9.) | BRISTOL-MYERS SQUIBB CO. | | BMY | 243,229 | $8,571 | Cut -2.70% | 2.44% |
| 10.) | BCE INC. | | BCE | 197,815 | $8,243 | Added 8.11% | 2.35% |
| 11.) | PALL CORP. | | PLL | 143,677 | $8,211 | Added 18.64% | 2.34% |
| 12.) | CISCO SYSTEMS, INC. | | CSCO | 410,351 | $7,419 | Cut -10.76% | 2.11% |
| 13.) | GREAT PLAINS ENERGY, INC. | | GXP | 332,780 | $7,248 | Cut -8.46% | 2.07% |
| 14.) | INTEL CORPORATION | | INTC | 298,008 | $7,227 | Cut -2.15% | 2.06% |
| 15.) | EXELON CORP. | | EXC | 153,725 | $6,667 | Added 29.70% | 1.90% |
| 16.) | COCA-COLA CO (THE) | | KO | 92,309 | $6,459 | Cut -8.81% | 1.84% |
| 17.) | VANGUARD ST BOND ETF | | BSV | 71,670 | $5,794 | Cut -1.85% | 1.65% |
| 18.) | SCHLUMBERGER LTD. | | SLB | 81,705 | $5,581 | Added 43.14% | 1.59% |
| 19.) | MERCK & CO., INC | | MRK | 145,922 | $5,501 | Added 10.07% | 1.57% |
| 20.) | ANALOG DEVICES, INC. | | ADI | 143,942 | $5,150 | Added 1.84% | 1.47% |
4. Top 20 (Value) Holdings BOUGHT NEW in This Quarter
| No. | Security | Put/Call | Stock | Shares NEW | Value(x$1000) | % Port. |
|---|
| 1.) | DOLBY LABORATORIES INC | | DLB | 54,500 | $1,663 | 0.47% |
| 2.) | XYLEM INC | | XYL | 39,778 | $1,022 | 0.29% |
| 3.) | MARVELL TECHNOLOGY GROUP, LTD. | | MRVL | 42,700 | $591 | 0.17% |
| 4.) | COMPANIA DE MINAS BUENAVENTURA S.A. | | BVN | 14,300 | $548 | 0.16% |
| 5.) | AEGION CORPORATION | | AEGN | 26,850 | $412 | 0.12% |
| 6.) | HALLIBURTON COMPANY | | HAL | 11,732 | $405 | 0.12% |
| 7.) | CRRNCYSHRS CAN DL TR | | FXC | 4,100 | $400 | 0.11% |
| 8.) | ITT CORPORATION NEW | | ITT | 19,089 | $369 | 0.11% |
| 9.) | WUXI PHARMATECH ADS | | WX | 27,500 | $304 | 0.09% |
| 10.) | MULTI-FINELINE ELECTRONIX, INC. | | MFLX | 12,993 | $267 | 0.08% |
| 11.) | VERISIGN, INC. | | VRSN | 6,250 | $223 | 0.06% |
5. Top 20 (Value) Holdings Totally SOLD OUT in This Quarter
| No. | Security | Put/Call | Stock | Shares SOLD | Value(x$1000) | % Port. Last Qtr |
|---|
| 1.) | ABBOTT LABORATORIES | | ABT | 71,365 | $3,650 | 1.12% |
| 2.) | ITT CORPORATION | | ITT | 40,578 | $1,704 | 0.52% |
| 3.) | TEVA PHARMACEUTICAL INDUSTRIES LIMITED - AMERICAN DEPOSITARY SHARES, EACH REPRESENTING ONE | | TEVA | 17,905 | $666 | 0.21% |
| 4.) | CHEMUNG FINCL CORP | | CHMG | 27,045 | $622 | 0.19% |
| 5.) | INSITUFORM TECHNOLOGIES, INC. | | INSU | 39,350 | $456 | 0.14% |
| 6.) | FERRO CORP. | | FOE | 71,700 | $441 | 0.14% |
| 7.) | COHU, INC. | | COHU | 33,100 | $327 | 0.10% |
| 8.) | PHARMACEUTICAL PRODUCT DEVELOPMENT, INC. | | PPDI | 11,500 | $295 | 0.09% |
| 9.) | SINA CORPORATION | | SINA | 3,450 | $247 | 0.08% |
| 10.) | HOLOGIC, INC. | | HOLX | 13,200 | $201 | 0.06% |
| 11.) | AU OPTRONICS CORP. | | AUO | 13,457 | $53 | 0.02% |
| 12.) | SUNTECH POWER HOLDINGS CO LTD | | STP | 17,300 | $40 | 0.01% |
